CIRCULARS, NOTICES AND NEWS
2003
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| 27th October, 2003 | WORKSHOP ON GOOD CORPORATE GOVERNANCE The absence of Good Corporate Governance has in recent times been the cause of most corporate scandals. As a result, there is the need to ensure the attainment of corporate objectives with the alignment of corporate behavior to the expectation of society and accountability to shareholders and other stakeholders. The Commission believes that the best way to achieve sound corporate governance is to make certain that officers, directors and auditors have a clear understanding of their respective roles.
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| 15th October, 2003 | RE: DISCIPLINARY ACTION AGAINST MR. YEBOA AMOA (FORMER MANAGING DIRECTOR OF GHANA STOCK EXCHANGE). The Securities and Exchange Commission (SEC) wishes to refer to its press release of 7th April 2003 in which an announcement was made to the public regarding disciplinary action taken against Mr. Yeboa Amoa (former Managing Director of GSE) for unethical conduct. This followed proceedings before the Administrative Hearings Committee of the SEC resulting in Mr. Yeboa Amoa being disqualified from serving as a director or officer of a licensed securities operator for 6 months with effect from 27th March 2003. Mr. Yeboa Amoa was also reprimanded for his conduct.
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| 19th September, 2003 |
RE: DISCLOSURE REQUIREMENTS OF ISSUERS OF SECURITIES TO THE PUBLIC (LISTED SECURITIES) Subsequent to the coming into force of SEC Regulations, 2003 L. I. 1728, we write to give you notice of the disclosure requirements of all issuers of securities to the public as provided under L.I. 1728.
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| 19th September, 2003 |
RE: REPORTING REQUIREMENTS OF THE STOCK EXCHANGE Subsequent to our notice (dated 18th July 2003) to you on the coming into force of SEC Regulations, 2003 L. I. 1728, we write to give you further notice of the reporting requirements of the stock exchange as provided under L.I. 1728.
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| 19th September, 2003 |
RE: FINANCIAL AND REPORTING REQUIREMENTS OF DEALERS AND INVESTMENT ADVISERS Subsequent to our notice (dated 18th July 2003) to you on the coming into force of SEC Regulations, 2003 L. I. 1728, we write to give you further notice of the financial and reporting requirements of Dealers and Investment Advisers provided under L.I. 1728. |
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